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Factory Audit Guide for China Sourcing

Step-by-step guide to auditing factories in China: pre-audit preparation, on-site checklist, quality systems evaluation, and supplier scoring system.

Why Audit Factories in China?

China has over 3 million manufacturing enterprises, ranging from world-class ISO-certified plants to backyard workshops. A factory visit reveals what websites never show: actual shop floor conditions, machine maintenance, worker skill levels, and quality culture.

Key reasons to audit: verify machine capabilities, assess quality management in person, check workforce size and skill levels, evaluate 5S implementation, and review actual production samples.

Pre-Audit Preparation

  1. Request documentation: Business license, ISO certificates, export license, customer references
  2. Review samples: Request actual production parts (not polished samples)
  3. Prepare checklists: Create scoring sheet for consistent evaluation
  4. Meet the right people: Production manager and QC manager, not just sales
  5. Bring tools: Calipers, micrometer, surface roughness gauge
  6. Keep it short notice: 1-2 days notice gives realistic picture

On-Site Inspection Checklist

Shop Floor (50%): Machine count and brands, age and maintenance records, tooling storage, material storage (segregated and labeled), scrap/rework area, 5S implementation.

Quality Control (30%): QC lab equipment (CMM, hardness tester, roughness tester, microscope), in-process inspection sheets actually being filled, calibration records, FAI process, non-conformance reporting.

Workforce & Management (20%): Total headcount, engineer-to-operator ratio, training records, shift system, staff turnover rate.

Factory Rating System

ScoreRatingRecommendation
85-100ExcellentPreferred supplier. Low audit frequency (annual)
70-84GoodApproved. Medium audit frequency (semi-annual)
50-69ConditionalImprovements required. Re-audit in 3 months
Below 50PoorNot recommended. Find alternative suppliers

Remote Audit Alternatives

For initial screening or when travel budget is limited:

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